Job Requirements:

This role would suit someone who is looking to further their career in compliance oversight and monitoring.

Minimum of 2 years experience as a compliance officer

Key Responsibilities:

• Compliance Monitoring: Assist with regular audits and assessments to ensure compliance with regulatory requirements and internal policies.
• Documentation: Maintain accurate records of compliance activities and findings. Prepare reports for management and regulatory bodies.
• Training and Support: Provide support to brokers on compliance-related matters. Report training concerns to the Training and Development Manager for delivery of remedial compliance training.
• Policy Development: Assist in the development and implementation of compliance policies and procedures.
• Customer Interaction: Assist with any complaint investigations or queries related to compliance issues in a professional and timely manner.
• Regulatory Updates: Stay updated with changes in relevant laws and regulations.

Qualifications:

• Education: CeMAP or equivalent preferred but not essential.
• Skills: Strong analytical and problem-solving skills. Excellent communication and interpersonal skills. Attention to detail and high level of accuracy.
• Experience: Previous experience in a compliance role for a minimum of 2 years is required or a mortgage adviser role. Knowledge of mortgage and protection advice industry is essential.

Benefits:

• Competitive salary and benefits.
• Opportunities for professional development and career progression.
• Supportive and collaborative work environment.

Job Types: Full-time, Permanent

Pay: £35,000.00-£40,000.00 per year

Benefits:

• Company events
• Company pension

Schedule:

• Monday to Friday

Work Location: In person